Retail Funds

U.S. Publicly Registered Mutual Funds

Four Corners serves as a sub-adviser to four registered investment companies. The investment objective of each of these funds is to generate a high level of income consistent with relative stability of principal.

Three of the registered funds that we sub-advise are exchange-traded closed-end funds. The funds are advised and distributed by First Trust Portfolios L.P. The funds are 1) First Trust/Four Corners Senior Floating Rate Income Fund (AMEX: FCM), 2) First Trust/ Four Corners Senior Floating Rate Income Fund II (NYSE: FCT) and 3) Macquarie/First Trust Global Infrastruction/Utilities Dividend & Income Fund (NYSE: MFD). More information on these funds is available at www.ftportfolios.com

Four Corners is also sub-adviser to an open-end mutual fund, the Security Income Opportunity Fund. This fund is advised by Security Management Company and distributed by Security Distributors, Inc., both affiliates of Security Benefit Life Insurance Company of Topeka, KS. The Class A, B and C shares of the Security Income Opportunity Fund trade under the ticker symbols SIOAX, SIOBX and SIOCX, respectively. More information on the Security Income Opportunity Fund is available at www.sbl.com

Non-U.S. Retail Investment Funds

Four Corners manages the Fortress Fund and Fortress Notes, funds for Australian and New Zealand retail investors. The objective of these funds is to generate high current income while maintaining the ability to repay principal at maturity. More information on these funds is available at www.macquarie.com

*The information contained herein does not constitute a distribution, an offer to sell or the solicitation of an offer to buy any securities or investment services. Past performance is not intended to imply nor should it be considered to be a promise or guarantee of future performance. Funds managed by Four Corners may fail to achieve stated investment objectives. Investors should consult with their brokers or investment advisers prior to considering an investment in any Four Corners products.